SQL Server Storage
Since SQL Server storage uses Windows to manage the actual storage, it’s necessary to talk a little bit about how Windows stores data. Warning – this is an over-simplified high level view of Windows. Windows data is stored on volumes. A volume may be a disk drive, a RAID array a LUN on a SAN but for our purposes a volume is a bunch of bytes of storage Windows uses to keep files on. There’s a directory that keeps track of what files have been written to the volume and where they are stored. Ideally, each file occupies one contiguous chunk of bytes but it’s common for a file to have its data spread across many isolated chunks of storage. The chunks of storage that aren’t being used by files are entered on a list of unallocated chunks of storage called a free list.
When Windows needs space to write something it goes through the free list until it finds a good place to write it. For example, if it needs to write 1MB it might find an entry on the free list for a 1.5 MB chunk. It will then write the 1MB, put a pointer to what it wrote in the directory and then put a .5MB entry back on the free list. When a file is deleted, the space not needed for the file is put back on the free list. It’s not hard to see that over time, the free list becomes very large with pointers to many small chunks of storage. This has two impacts – Windows takes longer to allocate new space because it has to search through a longer list to find it making space allocation a bottleneck and Windows often can’t find a big enough chunk of free space to write a file so the file gets written as small chunks spread across the disk resulting is slow IO performance when reading or updating the file. This can lead to major performance problems so Windows has a defragmentation utility that moves data around so files are in a single contiguous space as much as possible and free space in consolidated into a few large chunks.
So what does all this mean for SQL Server? SQL Server tries to avoid fragmentation by allocating all the space specified for a SQL Server file when the file is created. This works as long as the storage isn’t fragmented when the file is created so tip one is to defragment the volume before creating the files for a database. This fragmentation avoidance strategy also assumes that you create the files big enough to satisfy the databases’ need for space for an extended period of time – maybe six months or a year. If you grow the files in small increments, each increment is a separate space allocation for Windows so the disk volume can become fragmented. I often see SQL Server installations where the database files have been created with the default size specifications. That means the file starts at 2MB and grows in 1MB increments. A 1TB database grown with these settings would have almost a million space allocations. In addition to the significant impact that growing this many times has on SQL Server which we will discuss later, this many small file growths will badly fragment the Windows storage. This leads to the frequently asked question “should I defragment the Windows volumes where my databases are stored”? My answer is that if you’re doing a good job of managing storage you probably don’t need to but you should check for fragmentation of Windows storage periodically and defragment if the fragmentation goes above 10 or 15%. Notice that I am talking about fragmentation of the Windows storage that Windows uses to store SQL Server files. We’ll talk about SQL Server index fragmentation later and that’s a very different thing.
SQL Server Filesystem
One of the least understood parts of SQL Server storage is how the Windows file system relates to the SQL Server file system. When you are setting up Windows storage you first partition a disk drive (or RAID array) to create disk volumes. You then format these volumes which creates a Windows file system on the volume. Once the Windows file system is created you can create and delete files to your heart’s content. When you create a file the amount of free space in the volume decreases and when you delete a file the amount of free space increases. The size of the volume doesn’t change. This makes perfect sense to all storage administrators but when you try to apply the same logic to the SQL Server filesystem, they often refuse to believe it.
When you use SQL Server to create a SQL Server file, SQL Server will ask Windows for a file of the size specified and build a SQL Server filesystem in the file. When you create SQL Server objects – tables, indexes, procedures, etc. – the amount of free space in the file decreases. As you add rows to the table, the amount of free space decreases more. When you delete rows from a table or drop a table or index, the amount of free space increases. This works just like files in a Windows file system. Just as the disk volume doesn’t grow and shrink when you add and remove files, the SQL Server files don’t grow and shrink when you add and delete SQL data. Expecting a SQL Server file to shrink when you delete rows is like expecting a Windows volume to shrink when you delete files. No storage admin would think a LUN that shrinks every time you delete a file was a good idea but I very seldom run into one that thinks the same should apply to SQL Server files.
At this point I’m sure some of you are shouting at your screen shouting “but wait, SQL Server files do grow!” While this is true, it wasn’t always true and it isn’t true for many other databases. In the early days of SQL Server, data files worked like Windows volumes. When you used up all the space, you couldn’t write anymore. One of the design principles of SQL Server 7.0 was to reduce the amount of routine work you need to do to keep SQL Server operating. One of those routine operations was expanding the SQL Server filesystem when it runs low on space. People often fail to notice it’s running low on space so it eventually runs out completely and SQL Server just stops until the DBA gets out of bed at 3:00 Sunday morning and expands the SQL Server files. To avoid this, the SQL Server team invented “autogrow”. If autogrow is turned on, when SQL Server runs out of space in a file it automatically grows the file so processing can continue. While this is cool because it lets the DBA sleep at night, it should not be the normal way for SQL Server files to grow. While autogrow is growing the file, all updates that require space to execute have to stop until the growth is complete. That means you don’t want the growth increment too large so the transactions don’t have to wait too long. On the other hand if the growth increment is pretty small, growth will happen pretty often. I worked with a customer a couple months ago where we calculated that one of their files had been growing 15-20 times a day for two years. Autogrowth often looks like a hang to a user so a database that hangs a couple times an hour is not a good thing. The right thing to do is to stay ahead of the growth requirements and manually grow the file at a convenient time every few months. I look at any autogrowth as a failure of the DBA to manage space correctly. Failing every couple hours for months at a time doesn’t look good on the performance review. Of course some SQL Server installations don’t have a DBA so if this case making sure the file sizes are set to reasonable values and the increment is big enough to so growth events are fairly rare is probably the best option.
I guess for completeness I have to say that it’s possible to shrink a SQL Server file but there are very few situations where shrinking is appropriate. Shrinking is pretty expensive because space can only be freed from the end of a Windows file so the shrink function must move data from the end of the file into other parts of the file where there is free space. This not only takes a lot of IO operations to do, but can badly fragment the SQL data in the file. Because of the bad side-effects, I avoid shrinking files unless I’m sure that data has gone away permanently and the space won’t be needed again. For example, if a company moves to a new ERP system and you just deleted the entire old inventory, it might be acceptable to shrink the inventory files. I often compare shrinking files to Amazon building a new warehouse to handle the Christmas rush and then tearing it down in January because the rush is over. This makes sense only if Christmas isn’t coming next year – or you plan on shutting down the company before next Christmas. My favorite was the DBA who did a shrink on all the files before he did the backups because he was short of backup space – SQL Server doesn’t backup unallocated space so this really didn’t save anything.
Well, this is probably a good stopping place for now. Next time we’ll talk about how the SQL Server file system stores data and how knowing that will help you improve your database designs.